3M 2004 Annual Report Download - page 101

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75
Item 12. Security Ownership of Certain Beneficial Owners and Management. The information relating to security
ownership of certain beneficial owners and management is set forth under the caption “Beneficial Ownership Table” in
3M’s Proxy Statement and such information is incorporated by reference herein.
Equity compensation plans information follows:
Equity Compensation Plans Information
A B C
Number of Number of securities
securities to be Weighted- remaining available for
issued upon average exercise future issuance under
exercise of price of equity compensation
outstanding outstanding plans (excluding
options, warrants options, warrants securities reflected in
Plan Category and rights and rights column (A)
Equity compensation
plans approved by
security holders
MSOP 78,293,754 $58.70 7,869,168
GESPP – – 13,751,060
Non-employee directors – – 560,733
Subtotal
78,293,754 $58.70 22,180,961
Equity compensation
plans not approved by
security holders – – –
Total 78,293,754 $58.70 22,180,961
Item 13. Certain Relationships and Related Transactions.
No matters require disclosure.
Item 14. Principal Accounting Fees and Services. The information relating to principal accounting fees and
services is set forth under the caption “Independent Auditor’s Fees” in 3M’s Proxy Statement and such information is
incorporated by reference herein.
PART IV
Item 15. Exhibits, Financial Statement Schedules.
(a) (1) Financial Statements. The consolidated financial statements filed as part of this report are listed in the index to
financial statements on page 37 as follows:
Page number
Report of Independent Registered Public Accounting Firm 39
Consolidated Statement of Income for the years ended December 31, 2004, 2003
and 2002 40
Consolidated Balance Sheet at December 31, 2004 and 2003 41
Consolidated Statement of Changes in Stockholders’ Equity and Comprehensive
Income for the years ended December 31, 2004, 2003 and 2002 42
Consolidated Statement of Cash Flows for the years ended December 31, 2004,
2003 and 2002 43
Notes to Consolidated Financial Statements 44 – 73