Charter 2008 Annual Report Download - page 48

Table of Contents
(6) The calculation of this percentage assumes that Mr. Allen’s equity interests are retained in the form
that maximizes voting power (i.e., the 50,000 shares of Class B common stock held by Mr. Allen have
not been converted into shares of Class A common stock; and that the membership units of Charter
Holdco owned by each of Vulcan Cable III Inc. and Charter Investment, Inc. have not been exchanged
for shares of Class A common stock).
(7) The total listed includes:
• 255,673,323 membership units in Charter Holdco held by Charter Investment, Inc.; and
• 116,313,173 membership units in Charter Holdco held by Vulcan Cable III Inc.
The listed total includes 32,854,465 shares of Class A common stock issuable as of January 31, 2008
upon exchange of units of Charter Holdco, which are issuable to Charter Investment, Inc. (which is
owned by Mr. Allen). See “Certain Relationships and Related Transactions — Transactions Arising
Out of Our Organizational Structure and Mr. Allen’s Investment in Charter Communications, Inc. and
Its Subsidiaries — CC VIII, LLC.” The address of this person is: 505 Fifth Avenue South, Suite 900,
Seattle, WA 98104.
(8) Includes 255,673,323 membership units in Charter Holdco, which are exchangeable for shares of
Class B common stock on a one-for-one basis, which are convertible to shares of Class A common
stock on a one-for-one basis. The address of this person is: 505 Fifth Avenue South, Suite 900, Seattle,
WA 98104.
(9) Includes 116,313,173 membership units in Charter Holdco, which are exchangeable for shares of
Class B common stock on a one-for-one basis, which are convertible to shares of Class A common
stock on a one-for-one basis. The address of this person is: 505 Fifth Avenue South, Suite 900, Seattle,
WA 98104.
(10) The equity ownership reported in this table is based upon the holder’s Form 13G/A filed with the SEC
February 8, 2008. The business address of the reporting person is: 1301 First Avenue, Suite 201,
Seattle, WA 98101. Steelhead Partners serves as general partner and/or investment manager to certain
investment limited partnerships, including J-K Navigator Fund. J. Michael Johnston and Brian K. Klein
act as the member-managers of Steelhead Partners, LLC.
(11) The equity ownership reported in this table is based on the holder’s Schedule 13G/A filed with the SEC
on February 14, 2008. The address of the person is: 82 Devonshire Street, Boston, Massachusetts
02109. Fidelity Management & Research Company is a wholly-owned subsidiary of FMR LLC and is
the beneficial owner of 49,885,844 shares as a result of acting as investment adviser to various
investment companies and includes: 23,127,975 shares resulting from the assumed conversion of
6.50% convertible senior notes. Pyramis Global Advisors Trust Company, an indirect wholly-owned
subsidiary of FMRLLC, is a beneficial owner of 1,660,752 shares as a result of acting as investment
manager of institutional accounts owning such shares and includes: 1,155,650 shares resulting from the
assumed conversion of 6.50% convertible senior notes. Fidelity International Limited (“FIL”) provides
investment advisory and management services to non-U.S. investment companies and certain
institutional investors and is a beneficial owner of 19,500 shares. FIL is a separate and independent
corporate entity from FMR LLC. Edward C. Johnson 3d, Chairman of FMRLLC and FIL own shares
of FIL voting stock with the right to cast approximately 47% of the total votes of FIL voting stock.
Edward C. Johnson 3d, chairman of FMR LLC., and FMR LLC each has sole power to dispose of
49,885,844 shares.
(12) The equity ownership reported in this table is based upon holder’s Schedule 13G filed with the SEC
February 8, 2008. The address of the reporting person is: 290 Woodcliff Drive, Fairport, NY 14450.
Manning Napier Advisors, Inc. is an investment advisor in accordance with 240.13d-1(b)(1)(ii)(E).
(13) The equity ownership reported in this table is based upon holder’s Schedule 13G filed with the SEC
November 16, 2007. The address of the reporting person is: 333 South Grand Avenue, 28th Floor,
Los Angeles, CA 90071. Oaktree Capital Management LP is an investment advisor in accordance with
240.13d-1(b)(1)(ii)(E). Oaktree Capital Management LP holds 28,139,492 shares solely in its capacity
as the investment manager of certain investment funds and separately managed accounts. Oaktree
Holdings, Inc. holds these same shares solely in its capacity as the general partner of Oaktree Capital
Management, LP. Oaktree Capital Group, LLC holds these same shares solely in its capacity as the
sole shareholder of Oaktree Holdings, Inc and the sole member of Oaktree Holdings, LLC. Oaktree
Capital Group Holdings, L.P. holds these same shares solely in its capacity as the holder of the
majority of the voting units of Oaktree Capital
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Source: CHARTER COMMUNICATIO, DEF 14A, March 17, 2008