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321
HSBC Holdings Savings-Related Share Option Plan: International
HSBC Holdings ordinary shares of US$0.50
Exercise price
Exercisable Date of
award
At
1 Jan
2009
At
31 Dec
20091 from until
At
1 Jan
2009
Adjustment
for rights
issue
Awarded
during
year
Exercised
during
year2
Lapsed
during
year
At
31 Dec
2009
) (£)
08 May 2003
5.3496 1 Aug 2008 31 Jan 2009 380,020 – – 91,562 288,458 –
21 Apr 2004 6.4720 5.6399 1 Aug 2009 31 Jan 2010 7,456 1,098 – – –
8,554
10 May 2004
6.4720 5.6399 1 Aug 2009 31 Jan 2010 2,281,863 239,792 –
695,492 1,446,976 379,187
24 May 2005
6.6792 1 Aug 2008 31 Jan 2009 621,324 – –
61,252 560,072
24 May 2005
6.6792 5.8205 1 Aug 2010 31 Jan 2011 2,804,273 254,169 –
9,089 2,119,303 930,050
26 Apr 2006 7.6736 6.6870 1 Aug 2009 31 Jan 2010 1,525,575 191,701 – 151,609 1,170,491 395,176
26 Apr 2006 7.6736 6.6870 1 Aug 2011 31 Jan 2012 323,674 40,882 – 227,824 136,732
25 Apr 2007 7.0872 1 Aug 2008 31 Oct 2008 264 – –
264 – –
25 Apr 2007 7.0872 6.1760 1 Aug 2010 31 Jan 2011 2,816,884 340,681 1,589 1,985,219 1,170,757
25 Apr 2007 7.0872 6.1760 1 Aug 2012 31 Jan 2013 773,845 89,634 – 559,998 303,481
30 Apr 2008 6.8160 5.9397 1 Aug 2009 31 Oct 2009 1,839,871 204,574 – 371,870 1,672,575
30 Apr 2008 6.8160 5.9397 1 Aug 2011 31 Jan 2012 3,291,771 387,480 2,332 2,533,167 1,143,752
30 Apr 2008 6.8160 5.9397 1 Aug 2013 31 Jan 2014 1,195,576 146,309 – 973,112 368,773
29 Apr 2009 3.3116 1 Aug 2010 31 Oct 2010 4,625,837 1,781 160,903 4,463,153
29 Apr 2009 3.3116 1 Aug 2012 31 Jan 2013 12,639,343 2,638 204,074 12,432,631
29 Apr 2009 3.3116 1 Aug 2014 31 Jan 2015 – 8,014,194 272 81,886 7,932,036
(US$) (US$)
26 Apr 2006 13.3290 11.6154 1 Aug 2009 31 Jan 2010 1,148,429 151,349 48,570 1,013,721 237,487
26 Apr 2006 13.3290 11.6154 1 Aug 2011 31 Jan 2012 305,353 40,157 64 167,450 177,996
25 Apr 2007 13.8803 12.0958 1 Aug 2010 31 Jan 2011 2,044,643 268,319 1,217 1,220,072 1,091,673
25 Apr 2007 13.8803 12.0958 1 Aug 2012 31 Jan 2013 590,169 78,253 87 353,595 314,740
30 Apr 2008 14.48763 12.6250 1 Aug 2009 31 Oct 2009 549,534 71,547 – – 621,081 –
30 Apr 2008 13.6354 11.8824 1 Aug 2009 31 Oct 2009 399,466 50,322 – 34,889 414,899
30 Apr 2008 13.6354 11.8824 1 Aug 2011 31 Jan 2012 1,837,345 246,992 275 1,160,590 923,472
30 Apr 2008 13.6354 11.8824 1 Aug 2013 31 Jan 2014 507,206 69,969 – – 319,324 257,851
29 Apr 2009 5.193131 Aug 2010 31 Oct 2010 1,082,798 – 54,207 1,028,591
29 Apr 2009 4.8876 1 Aug 2010 31 Oct 2010 604,897 279 25,496 579,122
29 Apr 2009 4.8876 1 Aug 2012 31 Jan 2013 5,084,031 769 160,306 4,922,956
29 Apr 2009 4.8876 1 Aug 2014 31 Jan 2015 2,599,092 – 59,764 2,539,328
(€) (€)
26 Apr 2006 11.0062 9.5912 1 Aug 2009 31 Jan 2010 124,371 16,114 1,083 86,382 53,020
26 Apr 2006 11.0062 9.5912 1 Aug 2011 31 Jan 2012 21,831 3,084 – – 14,177 10,738
25 Apr 2007 10.4217 9.0818 1 Aug 2010 31 Jan 2011 254,482 34,383 – – 148,699 140,166
25 Apr 2007 10.4217 9.0818 1 Aug 2012 31 Jan 2013 74,809 10,211 – 47,547 37,473
30 Apr 2008 8.6720 7.5571 1 Aug 2009 31 Oct 2009 149,323 16,379 – 8,786 156,916 –
30 Apr 2008 8.6720 7.5571 1 Aug 2011 31 Jan 2012 482,470 60,300 – – 378,332 164,438
30 Apr 2008 8.6720 7.5571 1 Aug 2013 31 Jan 2014 196,833 23,563 – – 182,523 37,873
29 Apr 2009 3.6361 1 Aug 2010 31 Oct 2010 369,886 – 8,150 361,736
29 Apr 2009 3.6361 1 Aug 2012 31 Jan 2013 1,466,146 – 25,483 1,440,663
29 Apr 2009 3.6361 1 Aug 2014 31 Jan 2015 1,058,095 – 20,492 1,037,603
(HK$) (HK$)
26 Apr 2006 103.4401 90.1414 1 Aug 2009 31 Jan 2010 2,311,113 179,064 40,639 2,295,061 154,477
26 Apr 2006 103.4401 90.1414 1 Aug 2011 31 Jan 2012 574,365 28,637 – – 552,108 50,894
25 Apr 2007 108.4483 94.5057 1 Aug 2010 31 Jan 2011 2,367,952 122,567 – – 2,325,423 165,096
25 Apr 2007 108.4483 94.5057 1 Aug 2012 31 Jan 2013 676,123 38,246 – – 657,164 57,205
30 Apr 2008 106.2478 92.5881 1 Aug 2009 31 Oct 2009 1,698,625 101,377 – 5,208 1,794,794 –
30 Apr 2008 106.2478 92.5881 1 Aug 2011 31 Jan 2012 2,756,295 121,655 – – 2,780,939 97,011
30 Apr 2008 106.2478 92.5881 1 Aug 2013 31 Jan 2014 959,694 54,445 – – 956,585 57,554
29 Apr 2009 37.8797 1 Aug 2010 31 Oct 2010 5,783,397 5,528 240,016 5,537,853
29 Apr 2009 37.8797 1 Aug 2012 31 Jan 2013 23,940,771 3,806 406,542 23,530,423
29 Apr 2009 37.8797 1 Aug 2014 31 Jan 2015 21,513,401 4,060 221,612 21,287,729
1 The exercise price of awards granted prior to 2009 adjusted for rights issue.
2 The weighted average closing price of the shares immediately before the dates on which options were exercised was £6.52.
3 Exercisable at a 15 per cent discount to the average market value of the ordinary shares on the five business days immediately
preceding the invitation date.