3M 2015 Annual Report Download - page 120

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TableofContents
EquitycompensationplansinformationasofDecember31,2015follows:
EquityCompensationPlansInformation(1)
 A  B  C
Numberof Weighted- Numberofsecurities 
securitiestobe averageexercise remainingavailablefor 
issuedupon priceof futureissuanceunder 
exerciseof outstanding equitycompensation 
outstanding options, plans(excluding 
options,warrants warrantsand securitiesreflectedin 
PlanCategory andrights rights column(A))
   
Equitycompensationplansapprovedbysecurityholders    
Stockoptions 38,522,445 $ 102.01  —
Restrictedstockunits 2,441,088   —
Performanceshares 871,192   —
Non-employeedirectordeferredstockunits 241,156   —
Total 42,075,881   20,328,681
Employeestockpurchaseplan —   28,104,335
Subtotal 42,075,881   48,433,016
Total 42,075,881   48,433,016
(1) IncolumnB,theweighted-averageexercisepriceisonlyapplicabletostockoptions.IncolumnC,thenumberofsecurities
remainingavailableforfutureissuanceforstockoptions,restrictedstockunits,andstockawardsfornon-employeedirectorsis
approvedintotalandnotindividuallywithrespecttotheseitems.
Item13.CertainRelationshipsandRelatedTransactions,andDirectorIndependence.
WithrespecttocertainrelationshipsandrelatedtransactionsassetforthinItem404ofRegulationS-K,nomattersrequiredisclosure
withrespecttotransactionswithrelatedpersons.TheinformationrequiredbyItem404(b)andItem407(a)ofRegulationS-Kis
containedunderthesection“CorporateGovernanceat3M”underthecaptions“DirectorIndependence”and“RelatedPerson
TransactionPolicyandProcedures”ofthe3MProxyStatementandsuchinformationisincorporatedbyreferenceherein.
Item14.PrincipalAccountingFeesandServices.
Theinformationrelatingtoprincipalaccountingfeesandservicesissetforthinthesectionentitled“AuditCommitteeMatters”
underthedesignation“AuditCommitteePolicyonPre-ApprovalofAuditandPermissibleNon-AuditServicesoftheIndependent
AccountingFirm”and“FeesoftheIndependentAccountingFirm”inthe3MProxyStatementandsuchinformationisincorporated
byreferenceherein.
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