Apple 1997 Annual Report Download - page 165
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TABLE OF CONTENTS
PAGE
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SECTION 1 - Agreement to Purchase and Sell Preferred Stock . . . . . . . . . 1
1.1 Agreement to Purchase and Sell Preferred Stock. . . . . . . . . . . 1
1.2 Per Share Purchase and Conversion Prices. . . . . . . . . . . . . . 1
SECTION 2 - Closing Date; Delivery . . . . . . . . . . . . . . . . . . . . . 1
2.1 Closing Date. . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2.2 Delivery. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
SECTION 3 - Representations and Warranties of the Company. . . . . . . . . . 2
3.1 Organization. . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
3.2 Authorization . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
3.3 No Conflict . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
3.4 SEC Documents . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
3.5 Absence of Certain Changes or Events. . . . . . . . . . . . . . . . 4
3.6 Governmental Consent, etc.. . . . . . . . . . . . . . . . . . . . . 4
3.7 Litigation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
SECTION 4 - Representations and Warranties of the Purchaser. . . . . . . . . 5
4.1 Organization. . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
4.2 Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
4.3 Investment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
4.4 Disclosure of Information . . . . . . . . . . . . . . . . . . . . . 5
4.5 Investment Experience . . . . . . . . . . . . . . . . . . . . . . . 5
4.6 Accredited Investor Status. . . . . . . . . . . . . . . . . . . . . 6
4.7 Restricted Securities . . . . . . . . . . . . . . . . . . . . . . . 6
SECTION 5 - Conditions to Obligation of the Purchaser. . . . . . . . . . . . 6
5.1 Representations and Warranties. . . . . . . . . . . . . . . . . . . 6
5.2 Covenants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
5.3 No Order Pending. . . . . . . . . . . . . . . . . . . . . . . . . . 6
5.4 No Law Prohibiting or Restricting Sale of the Shares. . . . . . . . 6
5.5 Registration Rights Agreement . . . . . . . . . . . . . . . . . . . 7
5.6 Patent Cross License Agreement and Technology Agreement . . . . . . 7
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