Apple 2004 Annual Report Download - page 116
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(7)
Includes 1,350,000 shares of Common Stock that Mr. Johnson has the right to acquire by exercise of stock options.
(8)
Includes 1,400 shares of Common Stock that Dr. Levinson holds indirectly and 40,000 shares of Common Stock that Dr. Levinson has
the right to acquire by exercise of stock options.
(9) Includes 150,000 shares of Common Stock that Mr. Rubinstein has the right to acquire by exercise of stock options.
(10)
Includes 1,500,000 shares of Common Stock that Dr. Tevanian has the right to acquire by exercise of stock options.
(11) Includes 10,000 shares of Common Stock that Mr. York has the right to acquire by exercise of stock options.
(12) Includes 4,956,148 shares of Common Stock that executive officers or directors have the right to acquire by exercise of stock options.
*
Represents less than 1% of the issued and outstanding shares of Common Stock on the Table Date.
Section 16(a) Beneficial Ownership Reporting Compliance
Section 16(a) of the Securities Exchange Act of 1934, as amended, requires the Company's officers and directors, and persons who own more
than ten percent of a registered class of the Company's equity securities, to file reports of securities ownership and changes in such ownership
with the Securities and Exchange Commission (" SEC "). Officers, directors and greater than ten percent shareholders also are required by rules
promulgated by the SEC to furnish the Company with copies of all Section 16(a) forms they file.
Based solely upon a review of the copies of such forms furnished to the Company or written representations that no Forms 5 were required, the
Company believes that all Section 16(a) filing requirements were met during fiscal year 2004.
Equity Compensation Plan Information
The following table sets forth certain information, as of September 25, 2004, concerning shares of common stock authorized for issuance under
all of the Company's equity compensation plans.
(1)
(a)
Number of Securities
to be Issued Upon
Exercise of Options
(b)
Weighted Average
Exercise Price of
Outstanding Options
(c)
Number of Securities
Remaining Available for
Future Issuance Under
Equity Compensation Plans
(Excluding Securities
Reflected in Column (a))
Equity compensation plans approved by
shareholders
21,992,912
$
22.32
14,072,423
(1)
Equity compensation plans not
approved by shareholders
33,286,253
$
20.25
—
Total equity compensation plans(2)
55,279,165
$
21.07
14,072,423
This number includes 2,047,911 shares of common stock reserved for issuance under the Employee Stock Purchase Plan, 240,000 shares
available for issuance under the 1997 Director Stock Option Plan and 14,299,512 shares available for issuance under the 2003 Employee
Stock Plan. The grant of 2,515,000 shares of restricted stock units have been deducted from the number of shares available for future
issuance. It does not include shares under the 1990 Stock Option Plan which was terminated in 1997. No new options can be granted
under the 1990 Stock Option Plan.
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