Apple 2003 Annual Report Download - page 85

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(1)
William V. Campbell
90,502
(5)
*
Timothy D. Cook
804,334
(6)
*
Millard S. Drexler
90,000
(7)
*
Albert Gore, Jr
—
*
Ronald B. Johnson
1,204,334
(8)
*
Arthur D. Levinson
231,600
(9)
*
Avadis Tevanian, Jr.
1,601,252
(10)
*
Jerome B. York
110,000
(5)
*
All executive officers and directors as a group (16
persons)
14,715,373
4.00
%
Represents shares of Common Stock held and/or options held by such individuals that were exercisable at the Table Date or within
60 days thereafter.
(2) Based on a Form 13F-HR filed October 22, 2003 by Lord, Abbett & Co., 767 Fifth Avenue, New York, NY 10153.
(3) Includes 60,000 shares of Common Stock which Mr. Jobs has the right to acquire by exercise of stock options.
(4) Includes 1,150,000 shares of Common Stock which Mr. Anderson has the right to acquire by exercise of stock options.
(5) Includes 90,000 shares of Common Stock which Messrs. Campbell and York each have the right to acquire by exercise of stock
options.
109
(6) Includes 800,000 shares of Common Stock which Mr. Cook has the right to acquire by exercise of stock options.
(7) Includes 70,000 shares of Common Stock which Mr. Drexler has the right to acquire by exercise of stock options.
(8) Includes 1,200,000 shares of Common Stock which Mr. Johnson has the right to acquire by exercise of stock options.
(9) Includes 1,400 shares of Common Stock which Dr. Levinson holds indirectly and 30,000 shares of Common Stock which Dr. Levinson
has the right to acquire by exercise of stock options.
(10) Includes 1,600,000 shares of Common Stock which Dr. Tevanian has the right to acquire by exercise of stock options.
* Represents less than 1% of the issued and outstanding shares of Common Stock on the Table Date.
Section 16(a) Beneficial Ownership Reporting Compliance
Section 16(a) of the Securities Exchange Act of 1934, as amended, requires the Company's officers and directors, and persons who own more
than ten percent of a registered class of the Company's equity securities, to file reports of securities ownership and changes in such ownership
with the Securities and Exchange Commission (" SEC
"). Officers, directors and greater than ten percent shareholders also are required by rules
promulgated by the SEC to furnish the Company with copies of all Section 16(a) forms they file.
Based solely upon a review of the copies of such forms furnished to the Company or written representations that no Forms 5 were required, the
Company believes that all Section 16(a) filing requirements were met during fiscal year 2003, except that Messrs. Campbell and York each
filed one Form 4 late under the new two-day reporting requirements.
Equity Compensation Plan Information
The following table sets forth certain information, as of September 27, 2003, concerning shares of common stock authorized for issuance under
all of the Company's equity compensation plans.
(a)
Number of Securities to
be Issued Upon Exercise
of Options
(b)
Weighted Average
Exercise Price of
Outstanding Options
(c)
Number of Securities
Remaining Available for
Future Issuance Under
Equity Compensation Plans
(Excluding Securities
Reflected in Column (a))
Equity compensation plans approved
by shareholders
19,507,624
$
18.75
29,142,907
(1)