AIG 2013 Annual Report Download - page 361

2 Plan of acquisition, reorganization, arrangement,
liquidation or succession
(1) Master Transaction Agreement, dated as of Incorporated by reference to Exhibit 2.1 to AIG’s
December 8, 2010, among AIG, ALICO Holdings LLC, Current Report on Form 8-K filed with the SEC on
AIA Aurora LLC, the Federal Reserve Bank of New December 8, 2010 (File No. 1-8787).
York, the United States Department of the Treasury
and the AIG Credit Facility Trust
3 Articles of incorporation and by-laws
3(i) Restated Certificate of Incorporation of AIG Incorporated by reference to Exhibit 3.2 to AIG’s
Current Report on Form 8-K filed with the SEC on
July 13, 2011 (File No. 1-8787).
3(ii) AIG By-laws, amended August 10, 2009 Incorporated by reference to Exhibit 3(ii) to AIG’s
Current Report on Form 8-K filed with the SEC on
August 14, 2009 (File No. 1-8787).
4 Instruments defining the rights of security holders, Certain instruments defining the rights of holders of
including indentures long-term debt securities of AIG and its subsidiaries
are omitted pursuant to Item 601(b)(4)(iii) of
Regulation S-K. AIG hereby undertakes to furnish to
the Commission, upon request, copies of any such
instruments.
(1) Credit Agreement, dated as of September 22, Incorporated by reference to Exhibit 99.1 to AIG’s
2008, between AIG and Federal Reserve Bank of New Current Report on Form 8-K filed with the SEC on
York September 26, 2008 (File No. 1-8787).
(2) Warrant Agreement (including Form of Warrant), Incorporated by reference to Exhibit 10.1 to AIG’s
dated as of January 6, 2011, between AIG and Wells Current Report on Form 8-K filed with the SEC on
Fargo Bank, N.A., as Warrant Agent January 7, 2011 (File No. 1-8787).
(3) Tax Asset Protection Plan, dated as of March 9, Incorporated by reference to Exhibit 4.1 to AIG’s
2011, between AIG and Wells Fargo Bank, N.A., as Current Report on Form 8-K filed with the SEC on
Rights Agent, including as Exhibit A the forms of March 9, 2011 (File No. 1-8787).
Rights Certificate and of Election to Exercise
(4) Amendment No. 1, dated as of January 8, 2014, to Incorporated by reference to Exhibit 4.1 to AIG’s
Tax Asset Protection Plan, between AIG and Wells Current Report on Form 8-K filed with the SEC on
Fargo Bank, National Association, as Rights Agent. January 8, 2014 (File No. 1-8787).
(5) Subordinated Debt Indenture, dated as of Incorporated by reference to Exhibit 4.1 to AIG’s
August 23, 2012, between AIG and The Bank of New Current Report on Form 8-K filed with the SEC on
York Mellon, as Trustee August 23, 2012 (File No. 1-8787).
(6) Amendment to the Replacement Capital Incorporated by reference to Exhibit 99.1 to AIG’s
Covenants, dated as of August 23, 2012, by AIG in Current Report on Form 8-K filed with the SEC on
favor of and for the benefit of each Covered August 23, 2012 (File No. 1-8787).
Debtholder
9 Voting Trust Agreement None.
10 Material contracts
(1) AIG Amended and Restated 1999 Stock Option Filed as to AIG’s Definitive Proxy Statement dated
Plan* April 4, 2003 (File No. 1-8787) and incorporated herein
by reference.
(2) Form of Stock Option Grant Agreement under the Incorporated by reference to Exhibit 10(a) to AIG’s
AIG Amended and Restated 1999 Stock Option Plan* Quarterly Report on Form 10-Q for the quarter ended
September 30, 2004 (File No. 1-8787).
..................................................................................................................................................................................................................................
AIG 2013 Form 10-K 343
EXHIBIT INDEX
Exhibit
Number Description Location