Big Lots 2015 Annual Report Download - page 30
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STOCK OWNERSHIP
Ownership of Our Common Shares by Certain Beneficial Owners and Management
The following table sets forth certain information with regard to the beneficial ownership of our common
shares by each holder of more than five percent of our common shares, each director, each of the
current and former executive officers named in the Summary Compensation Table, and all executive
officers and directors as a group. The assessment of holders of more than five percent of our common
shares is based on a review of and reliance upon their respective filings with the SEC. Except as
otherwise indicated, all information is as of March 15, 2016.
Name of Beneficial
Owner or Identity of Group
Amount and Nature of
Beneficial Ownership (1)
Percent of Outstanding
Common Shares
Lisa M. Bachmann 220,000 *
Jeffrey P. Berger 23,700 *
David J. Campisi 162,423 *
James R. Chambers 10,508 *
Richard J. Chene 0 *
Marla C. Gottschalk 2,388 *
Cynthia T. Jamison 2,388 *
Timothy A. Johnson 176,284 *
Philip E. Mallott 40,600 *
Nancy A. Reardon 2,388 *
Michael A. Schlonsky 99,279 *
Wendy L. Schoppert 2,388 *
Russell E. Solt 13,275 *
Andrew D. Stein 20,500 *
The Vanguard Group, Inc. (2) 4,662,593 9.4%
BlackRock, Inc. (3) 4,362,285 8.8%
Sasco Capital, Inc. (4) 2,935,583 5.9%
LSV Asset Management (5) 2,641,654 5.3%
All directors and executive officers as a group (14 persons) 776,121 1.6%
* Represents less than 1.0% of the outstanding common shares.
(1) Each person named in the table has sole voting power and sole dispositive power with respect to
all common shares shown as beneficially owned by such person, except as otherwise stated in
the footnotes to this table. The amounts set forth in the table include common shares that may be
acquired within 60 days of March 15, 2016 under stock options exercisable within that period.
The number of common shares that may be acquired within 60 days of March 15, 2016 under
stock options exercisable within that period are as follows: Ms. Bachmann: 160,000; Mr. Berger:
0; Mr. Campisi: 55,500; Mr. Chambers: 0; Mr. Chene: 0; Ms. Gottschalk: 0; Ms. Jamison: 0;
Mr. Johnson: 103,750; Mr. Mallott: 15,000; Ms. Reardon: 0; Mr. Schlonsky: 63,750;
Ms. Schoppert: 0; Mr. Solt: 0; Mr. Stein: 10,000; and all directors and executive officers as a
group: 408,000.
(2) In its Schedule 13G/A filed on February 10, 2016, The Vanguard Group, Inc., 100 Vanguard
Blvd., Malvern, PA 19355, stated that it beneficially owned the number of common shares
reported in the table as of December 31, 2015, had sole voting power over 109,001 of the
shares, had sole dispositive power over 4,553,892 of the shares, had shared dispositive power
over 108,701 of the shares, and had shared voting power over 2,800 of the shares. In its
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