Apple 2000 Annual Report Download - page 71

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directors) of another entity, one of whose executive officers served on the Company's Compensation Committee, (ii) served as a director of
another entity, one of whose executive officers served on the Company's Compensation Committee, or (iii) served as a member of the
compensation committee (or other board committee performing similar functions or, in the absence of any such committee, the board of
directors) of another entity, one of whose executive officers served as a director of the Company.
ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth certain information as of October 31, 2000 (the "TABLE DATE") with respect to the beneficial ownership of the
Company's Common Stock by (i) each person the Company believes beneficially holds more than 5% of the outstanding shares of Common
Stock; (ii) each director; (iii) each Named Executive Officer listed in the Summary Compensation Table under the heading "EXECUTIVE
COMPENSATION" and (iv) all directors and executive officers as a group. On the Table Date, 335,766,444 shares of Common Stock were
issued and outstanding. Unless otherwise indicated, all persons named as beneficial owners of Common Stock have sole voting power and sole
investment power with respect to the shares indicated as beneficially owned.
SECURITY OWNERSHIP OF DIRECTORS, NOMINEES AND EXECUTIVE OFFICERS
(1) Represents shares of Common Stock held and/or options held by such individuals that were exercisable at the Table Date or within 60 days
thereafter.
(2) Based on a Form 13F dated September 30, 2000, filed by AIM Management Group, Inc., 11 Greenway Plaza, Suite 100, Houston, TX
77046. The Form 13F filing for AIM Management Group, an institutional investment advisor, also includes AIM Advisors, Inc., AIM Capital
Management, Inc. and AIM Funds Management, Inc. Collectively, they are the beneficial owners of 20,363,000 shares or 6.06% of the
Common Stock.
(3) Includes 15,060,000 shares of Common Stock which Mr. Jobs has the right to acquire by exercise of stock options.
(4) Includes 458,332 shares of Common Stock which Mr. Anderson has the right to acquire by exercise of stock options.
(5) Includes 60,000 shares of Common Stock which Messrs. Campbell, Chang, Ellison and York each have the right to acquire by exercise of
stock options.
68
SHARES OF COMMON STOCK PERCENT OF
NAME OF BENEFICIAL OWNER BENEFICIALLY OWNED(1) COMMON STOCK OUTSTANDING
------------------------ ---------------------- ------------------------
AIM Management Group............. 20,363,000(2) 6.06%
Steven P. Jobs................... 15,060,002(3) 4.48%
Fred D. Anderson................. 461,004(4) *
William V. Campbell.............. 60,502(5) *
Gareth C. C. Chang............... 64,000(5) *
Millard S. Drexler............... 40,000(6) *
Lawrence J. Ellison.............. 60,000(5) *
Ronald B. Johnson................ 0 *
Arthur D. Levinson............... 101,600(7) *
Mitchell Mandich................. 275,556(8) *
Jonathan Rubinstein.............. 355,183(9) *
Jerome B. York................... 80,000(5) *
All executive officers and
directors as a group (15
persons)....................... 17,699,109 5.27%