Charter 2005 Annual Report Download - page 98

CHARTER COMMUNICATIONS, INC. 2005 FORM 10-K
ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT.
BENEFICIAL OWNERSHIP OF SECURITIES With respect to the percentage of voting power set forth in
the following table:
The following table sets forth certain information regarding
(each holder of Class A common stock is entitled to one
beneficial ownership of Charter’s Class A common stock as of
vote per share; and
January 31, 2006 by:
(each holder of Class B common stock is entitled to (i) ten
(each person currently serving as a director of Charter;
votes per share of Class B common stock held by such
(the current chief executive officer and individuals named in holder and its affiliates and (ii) ten votes per share of
the Summary Compensation Table; Class B Common Stock for which membership units in
(all persons currently serving as directors and officers of Charter Holdco held by such holder and its affiliates are
Charter, as a group; and exchangeable.
(each person known by us to own beneficially 5% or more
of our outstanding Class A common stock as of January 31,
2006.
The 50,000 shares of Class B common stock owned by
Mr. Allen represents 100% of the outstanding Class B common
stock.
Class A Shares
Receivable
Number of Unvested on Exercise Class B Shares
Class A Shares Restricted of Vested Number of Issuable upon % of
(Voting and Class A Shares Options or Other Class B Exchange or % of Voting
Name and Address of Investment (Voting Power Convertible Shares Conversion Equity Power
Beneficial Owner Power)(1) Only)(2) Securities(3) Owned of Units(4) (4)(5) (5)(6)
Paul G. Allen(7) 29,126,463 39,063 10,000 50,000 364,082,692 50.40% 90.46%
Charter Investment, Inc.(8) 247,769,519 37.31% *
Vulcan Cable III Inc.(9) 116,313,173 21.84% *
Neil Smit 2,812,500 * *
Robert P. May 119,685 40,650 * *
W. Lance Conn 19,231 32,072 * *
Nathaniel A. Davis 43,215 * *
Jonathan L. Dolgen 19,685 40,650 * *
David C. Merritt 25,705 39,063 * *
Marc B. Nathanson 425,705 39,063 50,000 * *
Jo Allen Patton 10,977 40,323 * *
John H. Tory 30,005 39,063 40,000 * *
Larry W. Wangberg 28,705 39,063 40,000 * *
Michael J. Lovett 7,500 75,000 112,375 * *
Wayne H. Davis 2,667 1,333 210,000 * *
Sue Ann Hamilton 169,300 * *
Paul E. Martin 11,738 2,869 162,500 * *
All current directors and executive
officers as a group (19 persons) 29,830,033 3,384,910 874,100 50,000 364,082,692 50.97% 90.56%
Carl E. Vogel(10) 113,334 1,120,000 * *
Steelhead Partners(11) 30,284,630 7.28% *
J-K Navigator Fund, L.P.(11) 22,067,209 5.30% *
James Michael Johnston(11) 30,284,630 7.28% *
Brian Katz Klein(11) 30,284,630 7.28% *
FMR Corp.(12) 52,487,788 12.61% 1.38%
Fidelity Management &
Research Company(12) 31,231,402 14,289,255 10.57% 1.19%
Edward C. Johnson 3d(12) 52,487,788 12.61% 1.38%
Standard Pacific Capital LLC(13) 21,804,756 5.24% *
Kingdon Capital Management, LLC(14) 24,236,312 5.82% *
Wellington Management Company,
LLP(15) 21,985,377 5.28% *
*Less than 1%.
(1) Includes shares for which the named person has sole voting and investment power; or shared voting and investment power with a spouse. Does not include shares that
may be acquired through exercise of options.
(2) Includes unvested shares of restricted stock issued under the Charter Communications, Inc. 2001 Stock Incentive Plan (including those issued in the February 2004
option exchange for those eligible employees who elected to participate), as to which the applicable director or employee has sole voting power but not investment
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