Symantec 2014 Annual Report Download - page 37
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(2) Based solely on a Schedule 13G filing made by BlackRock, Inc. on January 30, 2014, reporting sole voting
and dispositive power over the shares. This stockholder’s address is 40 East 52nd Street, New York, NY
10022.
(3) Includes 36,000 shares subject to options that will be exercisable as of September 30, 2014.
(4) Includes 144,000 shares subject to options that will be exercisable as of September 30, 2014.
(5) Includes 36,000 shares subject to options that will be exercisable as of September 30, 2014.
(6) Includes 12,000 shares subject to options that will be exercisable as of September 30, 2014.
(7) Includes 36,000 shares subject to options that will be exercisable as of September 30, 2014.
(8) Includes 60,500 shares subject to options that will be exercisable as of September 30, 2014.
(9) Includes 324,500 shares subject to options that will be exercisable as of September 30, 2014.
Symantec has adopted a policy that executive officers and members of the Board hold an equity stake in the
Company. The policy requires each executive officer to hold a minimum number of shares of Symantec common
stock. Newly appointed executive officers are not required to immediately establish their position, but are
expected to make regular progress to achieve it. The Nominating and Governance Committee reviews the mini-
mum number of shares held by the executive officers and directors from time to time. The purpose of the policy
is to more directly align the interests of our executive officers and directors with our stockholders. See “Stock
Ownership Requirements” under the Compensation Discussion & Analysis section for a description of the stock
ownership requirements applicable to our executive officers.
Section 16(a) Beneficial Ownership Reporting Compliance
Section 16(a) of the Exchange Act requires Symantec’s directors, executive officers and any persons who
own more than 10% of Symantec’s common stock, to file initial reports of ownership and reports of changes in
ownership with the SEC. Such persons are required by SEC regulation to furnish Symantec with copies of all
Section 16(a) forms that they file.
Based solely on its review of the copies of such forms furnished to Symantec and written representations
from the directors and executive officers, Symantec believes that all Section 16(a) filing requirements were met
in fiscal year 2014, except that one Form 4 reflecting a grant of restricted stock units to Mark S. Garfield and one
Form 4 reflecting vesting of shares under a performance-based restricted stock unit grant for each of Stephen E.
Gillett and Scott C. Taylor were filed late.
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