Apple 2002 Annual Report Download - page 74

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(1)
Jerome B. York
100,000
(5)
*
All executive officers and directors as a group
(14 persons)
29,376,803
7.56
%
Represents shares of Common Stock held and/or options held by such individuals that were exercisable at the Table Date or within
60 days thereafter.
(2) Based on a Form 13F-HR/A filed October 10, 2002 by Lord, Abbett & Co., 767 Fith Avenue, New York, NY 10153.
(3) Includes 23,810,000 shares of Common Stock which Mr. Jobs has the right to acquire by exercise of stock options.
(4) Includes 600,000 shares of Common Stock which Mr. Anderson has the right to acquire by exercise of stock options.
(5) Includes 80,000 shares of Common Stock which Messrs. Campbell and York each have the right to acquire by exercise of stock
options.
95
(6) Includes 250,000 shares of Common Stock which Mr. Cook has the right to acquire by exercise of stock options.
(7) Includes 60,000 shares of Common Stock which Mr. Drexler has the right to acquire by exercise of stock options.
(8)
Includes 1,400 shares of Common Stock which Mr. Levinson holds indirectly and 20,000 shares of Common Stock which Mr. Levinson
has the right to acquire by exercise of stock options.
(9) Includes 1,050,000 shares of Common Stock which Mr. Rubinstein has the right to acquire by exercise of stock options.
(10) Includes 1,050,000 shares of Common Stock which Dr. Tevanian has the right to acquire by exercise of stock options.
* Represents less than 1% of the issued and outstanding shares of Common Stock on the Table Date.
Equity Compensation Plan Information
The following table sets forth certain information, as of September 28, 2002, concerning shares of common stock authorized for issuance under
all of the Company's equity compensation plans (shares in thousands).
(1)
(a)
Number of Securities to be
Issued Upon Exercise of
Options
(b)
Weighted Average Exercise
price of Outstanding
Options
(c)
Number of Securities Remaining
Available for Future Issuance Under
Equity Compensation Plans
(Excluding Securities Reflected in
Column (a))
Equity compensation plans approved by
shareholders
44,867
$
29.75
7,497
(1)
Equity compensation plans not approved by
shareholders
64,563
$
27.07
1,221
(2)
Total equity compensation plans
109,430
$
28.17
8,718
This number includes 2,146,906 shares of common stock reserved for issuance under the Employee Stock Purchase Plan, 360,000
shares available for issuance under the 1997 Director Stock Option Plan and 4,989,890 shares available for issuance under the 1998
Executive Officer Stock Plan. It does not include shares under the 1990 Stock Option Plan which was terminated in 1997. No new
options can be granted under the 1990 Stock Option Plan.
(2) Reflects shares authorized for future issuance under the 1997 Employee Stock Option Plan.
1997 Employee Stock Option Plan
In August 1997, the Company's Board of Directors approved the 1997 Employee Stock Option Plan (the 1997 Plan), a non
-
shareholder