Charter 2007 Annual Report Download - page 72

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Exhibit Index
(Exhibits are listed by numbers corresponding to the Exhibit Table of Item 601 in Regulation S-K).
Exhibit Description
3.1 (a) Restated Certificate of Incorporation of Charter
Communications, Inc. (Originally incorporated
July 22, 1999) (incorporated by reference to
Exhibit 3.1 to Amendment No. 3 to the
registration statement on Form S-1 of Charter
Communications, Inc. filed on October 18, 1999
(File No. 333-83887)).
3.1 (b) Certificate of Amendment of Restated Certificate
of Incorporation of Charter Communications, Inc.
filed May 10, 2001 (incorporated by reference to
Exhibit 3.1(b) to the annual report of Form 10-K
of Charter Communications, Inc. filed on
March 29, 2002 (File No. 000-27927)).
3.1 (c) Certificate of Amendment of Restated Certificate
of Incorporation of Charter Communications, Inc.
filed October 11, 2007 (incorporated by reference
to Exhibit 3.1(c) to the quarterly report of
Form 10-Q of Charter Communications, Inc. filed
on November 8, 2007 (File No. 000-27927)).
3.2 Amended and Restated By-laws of Charter
Communications, Inc. as of October 30, 2006
(incorporated by reference to Exhibit 3.1 to the
quarterly report on Form 10-Q of Charter
Communications, Inc. filed on October 31, 2006
(File No. 000-27927)).
3.3 (a) Certificate of Designation of Series A Convertible
Redeemable Preferred Stock of Charter
Communications, Inc. and related Certificate of
Correction of Certificate of Designation
(incorporated by reference to Exhibit 3.1 to the
quarterly report on Form 10-Q filed by Charter
Communications, Inc. on November 14, 2001
(File No. 000-27927)).
3.3 (b) Certificate of Amendment of Certificate of
Designation of Series A Convertible Redeemable
Preferred Stock of Charter Communications, Inc.
(incorporated by reference to Annex A to the
Definitive Information Statement on Schedule 14C
filed by Charter Communications, Inc. on
December 12, 2005 (File No. 000-27927)).
3.4 Certificate of Designation of Series B Junior
Preferred Stock of Charter Communications, Inc.,
as filed with the Secretary of State of the State of
Delaware on August 14, 2007 (incorporated by
reference to Exhibit 3.1 to the current report on
Form 8-K of Charter Communications, Inc. filed
on August 15, 2007 (File No. 000-27927)).
Certain long-term debt instruments, none of
which relates to authorized indebtedness that
exceeds 10% of the consolidated assets of the
Registrants have not been filed as exhibits to this
Form 10-K. The Registrants agree to furnish to
the Commission upon its request a copy of any
instrument defining the rights of holders of
long-term debt of the Company and its
consolidated subsidiaries.
Exhibit Description
4.1 Indenture relating to the 5.875% convertible
senior notes due 2009, dated as of November
2004, by and among Charter Communications,
Inc. and Wells Fargo Bank, N.A. as trustee
(incorporated by reference to Exhibit 10.1 to the
current report on Form 8-K of Charter
Communications, Inc. filed on November 30, 2004
(File No. 000-27927)).
4.2 Collateral Pledge and Security Agreement, dated
as of November 22, 2004, by and between Charter
Communications, Inc. and Wells Fargo Bank,
N.A. as trustee and collateral agent (incorporated
by reference to Exhibit 10.4 to the current report
on Form 8-K of Charter Communications, Inc.
filed on November 30, 2004 (File No. 000-27927)).
4.3 Form of Rights Certificate (incorporated by
reference to Exhibit 4.1 to the current report on
Form 8-K of Charter Communications, Inc. filed
on August 15, 2007 (File No. 000-27927)).
4.4 Rights Agreement, dated as of August 14, 2007,
by and between Charter Communications, Inc.
and Mellon Investor Services LLC, as Rights
Agent (incorporated by reference to Exhibit 4.2 to
the current report on Form 8-K of Charter
Communications, Inc. filed on August 15, 2007
(File No. 000-27927)).
4.5 Letter Agreement for Mirror Rights, dated as of
August 14, 2007, by and among Charter
Communications, Inc., Charter Investment, Inc.,
and Vulcan Cable III Inc. (incorporated by
reference to Exhibit 4.3 to the current report on
Form 8-K of Charter Communications, Inc. filed
on August 15, 2007 (File No. 000-27927)).
4.6 Indenture relating to the 6.50% Convertible Senior
Notes due 2027, dated as of October 2, 2007,
between Charter Communications, Inc., as Issuer,
and The Bank of New York Trust Company,
N.A., as Trustee (incorporated by reference to
Exhibit 4.1 to the current report on Form 8-K of
Charter Communications, Inc. filed on October 5,
2007 (File No. 000-27927)).
10.1 5.875% Mirror Convertible Senior Note due 2009,
in the principal amount of $862,500,000 dated as
of November 22, 2004 made by Charter
Communications Holding Company, LLC, a
Delaware limited liability company, in favor of
Charter Communications, Inc., a Delaware limited
liability company, in favor of Charter
Communications, Inc., a Delaware corporation
(incorporated by reference to Exhibit 10.9 to the
current report on Form 8-K of Charter
Communications, Inc. filed on November 30, 2004
(File No. 000-27927)).
CHARTER COMMUNICATIONS, INC. 2007 FORM 10-K
61