Apple 2007 Annual Report Download - page 119

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
Equity Compensation Plan Information
The following table sets forth certain information, as of September 29, 2007, concerning shares of common stock authorized for issuance under
all of the Company's equity compensation plans.
(1)
Number of Securities
to be Issued Upon
Exercise of
Outstanding Options,
Warrants and Rights
(a)
Weighted Average
Exercise Price of
Outstanding Options,
Warrants and Rights
(b)
Number of Securities
Remaining Available for
Future Issuance Under
Equity Compensation Plans
(Excluding Securities
Reflected in Column (a))
(c)
Equity compensation plans approved by
shareholders
37,597,439
$
54.75
74,851,763
(1)
Equity compensation plans not approved
by shareholders
12,153,315
$
10.38
—
Total equity compensation plans (2)
49,750,754
$
43.91
74,851,763
This number includes 7,025,104 shares of common stock reserved for issuance under the Employee Stock Purchase Plan, 370,000 shares
available for issuance under the 1997 Director Stock Option Plan, and 67,456,659 shares available for issuance under the 2003 Employee
Stock Plan. The grant of 4,675,000 restricted stock units has been deducted from the number of shares available for future issuance.
Shares of restricted stock and restricted stock units granted after April 2005 count against the shares available for grant as two shares for
every share granted. This number excludes shares under the 1990 Stock Option Plan that was terminated in 1997. No new options can be
granted under the 1990 Stock Option Plan.
(2)
This table does not include 350 shares of common stock underlying options assumed in connection with a prior acquisition of a company
that originally granted those options. These assumed options have a weighted average exercise price of $3.42 per share. No additional
options may be granted under the assumed plan.
Security Ownership of Certain Beneficial Owners
The following table sets forth certain information as of September 29, 2007 (the "Table Date") with respect to the beneficial ownership of the
Company's common stock by (i) each person the Company believes beneficially holds more than 5% of the outstanding shares of common stock;
(ii) each director; (iii) each Named Executive Officer listed in the Summary Compensation Table under the heading " Information Regarding
Executive Compensation; " and (iv) all directors and executive officers as a group. On the Table Date, 872,328,972 shares of the Company's
common stock were issued and outstanding. Unless otherwise indicated, all persons named as beneficial owners of the Company's common
stock have sole voting power and sole investment power with respect to the shares indicated as beneficially owned. In addition, unless otherwise
indicated, all persons named below can be reached at Apple Inc., 1 Infinite Loop, Cupertino, California 95014.
115