Symantec 2012 Annual Report Download - page 43
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(6) Includes 175,630 shares subject to options that are exercisable as of September 21, 2012.
(7) Includes 204,500 shares subject to options that will be exercisable as of September 21, 2012.
(8) Includes 84,000 shares subject to options that are exercisable as of September 21, 2012.
(9) Includes 180,630 shares subject to options that are exercisable as of September 21, 2012.
(10) Includes 178,187 shares subject to options that will be exercisable as of September 21, 2012.
(11) Includes 106,000 shares subject to options that are exercisable as of September 21, 2012.
(12) Includes 36,000 shares subject to options that are exercisable as of September 21, 2012.
(13) Includes 3,782,815 shares subject to options that will be exercisable and restricted stock units vesting as of
September 21, 2012.
Symantec has adopted a policy that executive officers and members of the Board hold an equity stake in the
Company. The policy requires each executive officer to hold a minimum number of shares of Symantec common
stock. Newly appointed executive officers are not required to immediately establish their position, but are
expected to make regular progress to achieve it. The Nominating and Governance Committee reviews the mini-
mum number of shares held by the executive officers and directors from time to time. The purpose of the policy
is to more directly align the interests of our executive officers and directors with our stockholders. See “Stock
Ownership Requirements” under the Compensation Discussion & Analysis for a description of the stock owner-
ship requirements applicable to our executive officers.
Section 16(a) Beneficial Ownership Reporting Compliance
Section 16 of the Exchange Act requires Symantec’s directors, executive officers and any persons who own
more than 10% of Symantec’s common stock, to file initial reports of ownership and reports of changes in
ownership with the SEC. Such persons are required by SEC regulation to furnish Symantec with copies of all
Section 16(a) forms that they file.
Based solely on its review of the copies of such forms furnished to Symantec and written representations
from the directors and executive officers, Symantec believes that all Section 16(a) filing requirements were met
in fiscal year 2012.
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