Charter 2006 Annual Report Download - page 42

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CHARTER COMMUNICATIONS, INC. 2006 FORM 10-K
PART II
Item 5. MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER
PURCHASES OF EQUITY SECURITIES.
(A) Market Information reported sale price per share of Class A common stock on the
Our Class A common stock is quoted on the NASDAQ Global NASDAQ Global Market. There is no established trading
Market under the symbol ‘‘CHTR.’’ The following table sets market for our Class B common stock.
forth, for the periods indicated, the range of high and low last
Class A Common Stock High Low
2005
First quarter $ 2.30 $ 1.35
Second quarter 1.53 0.90
Third quarter 1.71 1.14
Fourth quarter 1.50 1.12
2006
First quarter $ 1.25 $ 0.94
Second quarter 1.38 1.03
Third quarter 1.56 1.11
Fourth quarter 3.36 1.47
(B) Holders Covenants in the indentures and credit agreements governing
As of December 31, 2006, there were 4,326 holders of record of the debt obligations of Charter Communications Holdings and
our Class A common stock, one holder of our Class B common its subsidiaries restrict their ability to make distributions to us,
stock, and 4 holders of record of our Series A Convertible and accordingly, limit our ability to declare or pay cash
Redeemable Preferred Stock. dividends. See ‘‘Item 7. Management’s Discussion and Analysis
of Financial Condition and Results of Operations.’’
(C) Dividends
Charter has not paid stock or cash dividends on any of its (D) Securities Authorized for Issuance Under Equity Compensation Plans
common stock, and we do not intend to pay cash dividends on The following information is provided as of December 31, 2006
common stock for the foreseeable future. We intend to retain with respect to equity compensation plans:
future earnings, if any, to finance our business.
Charter Holdco may make pro rata distributions to all
holders of its common membership units, including Charter.
Number of Securities Number of Securities
to be Issued Upon Weighted Average Remaining Available
Exercise of Outstanding Exercise Price of for Future Issuance
Options, Warrants Outstanding Options, Under Equity
Plan Category and Rights Warrants and Rights Compensation Plans
Equity compensation plans approved by security holders 26,403,200(1) $ 3.88 34,327,388
Equity compensation plans not approved by security holders 289,268(2) $ 3.91 —
TOTAL 26,692,468 $ 3.88 34,327,388
(1) This total does not include 2,572,267 shares issued pursuant to restricted stock grants made under our 2001 Stock Incentive Plan, which were or are subject to vesting
based on continued employment or 12,184,749 performance shares issued under our LTIP plan, which are subject to vesting based on continued employment and
Charter’s achievement of certain performance criteria.
(2) Includes shares of Class A common stock to be issued upon exercise of options granted pursuant to an individual compensation agreement with a consultant.
For information regarding securities issued under our equity compensation plans, see Note 20 to our accompanying consolidated
financial statements contained in ‘‘Item 8. Financial Statements and Supplementary Data.’’
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