Charter 2006 Annual Report Download - page 75

CHARTER COMMUNICATIONS, INC. 2006 FORM 10-K
EXHIBIT INDEX
(Exhibits are listed by numbers corresponding to the Exhibit Table of Item 601 in Regulation S-K).
Exhibit Description Exhibit Description
3.1 (a) Restated Certificate of Incorporation of Charter 4.5 Collateral Pledge and Security Agreement, dated as of
Communications, Inc. (Originally incorporated July 22, November 22, 2004 among Charter Communications,
1999) (incorporated by reference to Exhibit 3.1 to Inc., Charter Communications Holding Company, LLC
Amendment No. 3 to the registration statement on and Wells Fargo Bank, N.A. as trustee and collateral
Form S-1 of Charter Communications, Inc. filed on agent (incorporated by reference to Exhibit 10.5 to the
October 18, 1999 (File No. 333-83887)). current report on Form 8-K of Charter Communications,
Inc. filed on November 30, 2004 (File No. 000-27927)).
3.1 (b) Certificate of Amendment of Restated Certificate of
Incorporation of Charter Communications, Inc. filed 10.1 4.75% Mirror Note in the principal amount of
May 10, 2001 (incorporated by reference to Exhibit 3.1(b) $632.5 million dated as of May 30, 2001, made by
to the annual report of Form 10-K of Charter Charter Communications Holding Company, LLC, a
Communications, Inc. filed on March 29, 2002 (File Delaware limited liability company, in favor of Charter
No. 000-27927)). Communications, Inc., a Delaware corporation
(incorporated by reference to Exhibit 4.5 to the quarterly
3.2 Amended and Restated By-laws of Charter report on Form 10-Q filed by Charter Communications,
Communications, Inc. as of October 30, 2006 Inc. on August 6, 2002 (File No. 000-27927)).
(incorporated by reference to Exhibit 3.1 to the quarterly
report on Form 10-Q of Charter Communications, Inc. 10.2 5.875% Mirror Convertible Senior Note due 2009, in the
filed on October 31, 2006 (File No. 000-27927)). principal amount of $862,500,000 dated as of
Certain long-term debt instruments, none of which relates November 22, 2004 made by Charter Communications
to authorized indebtedness that exceeds 10% of the Holding Company, LLC, a Delaware limited liability
consolidated assets of the Registrants have not been filed company, in favor of Charter Communications, Inc., a
as exhibits to this Form 10-K. The Registrants agree to Delaware limited liability company, in favor of Charter
furnish to the Commission upon its request a copy of any Communications, Inc., a Delaware corporation
instrument defining the rights of holders of long- term (incorporated by reference to Exhibit 10.9 to the current
debt of the Company and its consolidated subsidiaries. report on Form 8-K of Charter Communications, Inc.
filed on November 30, 2004 (File No. 000-27927)).
4.1 (a) Certificate of Designation of Series A Convertible
Redeemable Preferred Stock of Charter Communications, 10.3 Indenture relating to the 8.250% Senior Notes due 2007,
Inc. and related Certificate of Correction of Certificate of dated as of March 17, 1999, between Charter
Designation (incorporated by reference to Exhibit 3.1 to Communications Holdings, LLC, Charter
the quarterly report on Form 10-Q filed by Charter Communications Holdings Capital Corporation and
Communications, Inc. on November 14, 2001 (File Harris Trust and Savings Bank (incorporated by reference
No. 000-27927)). to Exhibit 4.1(a) to Amendment No. 2 to the registration
statement on Form S-4 of Charter Communications
4.1 (b) Certificate of Amendment of Certificate of Designation of Holdings, LLC and Charter Communications Holdings
Series A Convertible Redeemable Preferred Stock of Capital Corporation filed on June 22, 1999 (File
Charter Communications, Inc. (incorporated by reference No. 333-77499)).
to Annex A to the Definitive Information Statement on
Schedule 14C filed by Charter Communications, Inc. on 10.4 (a) Indenture relating to the 8.625% Senior Notes due 2009,
December 12, 2005 (File No. 000-27927)). dated as of March 17, 1999, among Charter
Communications Holdings, LLC, Charter
4.2 Indenture relating to the 5.875% convertible senior notes Communications Holdings Capital Corporation and
due 2009, dated as of November 2004, by and among Harris Trust and Savings Bank (incorporated by reference
Charter Communications, Inc. and Wells Fargo Bank, to Exhibit 4.2(a) to Amendment No. 2 to the registration
N.A. as trustee (incorporated by reference to Exhibit 10.1 statement on Form S-4 of Charter Communications
to the current report on Form 8-K of Charter Holdings, LLC and Charter Communications Holdings
Communications, Inc. filed on November 30, 2004 (File Capital Corporation filed on June 22, 1999 (File
No. 000-27927)). No. 333-77499)).
4.3 5.875% convertible senior notes due 2009 Resale 10.4 (b) First Supplemental Indenture relating to the
Registration Rights Agreement, dated November 22, 2004, 8.625% Senior Notes due 2009, dated as of September 28,
by and among Charter Communications, Inc. and 2005, among Charter Communications Holdings, LLC,
Citigroup Global Markets Inc. and Morgan Stanley and Charter Communications Holdings Capital Corporation
Co. Incorporated as representatives of the initial and BNY Midwest Trust Company as Trustee
purchasers (incorporated by reference to Exhibit 10.2 to (incorporated by reference to Exhibit 10.3 to the current
the current report on Form 8-K of Charter report on Form 8-K of Charter Communications, Inc.
Communications, Inc. filed on November 30, 2004 (File filed on October 4, 2005 (File No. 000-27927)).
No. 000-27927)).
4.4 Collateral Pledge and Security Agreement, dated as of
November 22, 2004, by and between Charter
Communications, Inc. and Wells Fargo Bank, N.A. as
trustee and collateral agent (incorporated by reference to
Exhibit 10.4 to the current report on Form 8-K of
Charter Communications, Inc. filed on November 30,
2004 (File No. 000-27927)).
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