Windstream 2013 Annual Report Download - page 27

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| 21
Non-Management Director Guideline Share Amount Shares Owned
Carol B. Armitage 49,883 (1) 63,687
Samuel E. Beall, III 49,883 (1) 109,850
Dennis E. Foster 49,883 (1) 318,514
Francis X. (“Skip”) Frantz 49,883 (1) 695,741
Jeffrey T. Hinson 49,883 (1) 66,635
Judy K. Jones 49,883 (1) 64,891
William A. Montgomery 49,883 (1) 97,417
Alan L. Wells 28,116 (2) 285,136
(1) Guideline to be met by 2014 Annual Meeting.
(2) Guideline to be met by 2015 Annual Meeting.
Based on current ownership amounts, Windstream expects that each non-management director will be in
compliance with the stock ownership guidelines at the time of the Annual Meeting.
Security Ownership of Directors and Executive Officers. Set forth below is certain information, as of
March 6, 2014, as to shares of Windstream common stock beneficially owned by each director, by each named
executive officer who was serving as an executive officer at the end of 2013, and by all directors and executive
officers of Windstream as a group. Except as otherwise indicated by footnote, the nature of the beneficial ownership
is sole voting and investment power, and no shares are pledged as security:
Name of Beneficial Owners
Shares
Beneficially
Owned (1)
Unvested
Restricted
Shares (2)
Total Shares
Beneficially
Owned (3) Percent of Class
(if 1% or more)
Non-Management Directors
Carol B. Armitage 51,463 12,224 63,687 *
Samuel E. Beall, III 97,626 12,224 109,850 *
Dennis E. Foster 306,290 (4) 12,224 318,514 *
Francis X. (“Skip”) Frantz 683,517 (5) 12,224 695,741 *
Jeffrey T. Hinson 54,411 12,224 66,635 *
Judy K. Jones 52,667 12,224 64,891 *
William A. Montgomery 85,193 12,224 97,417 *
Alan L. Wells 272,912 12,224 285,136 *
Named Executive Officers
Jeffery R. Gardner 1,793,194 (6) -0- 1,793,194 *
Anthony W. Thomas 305,926 137,905 443,831 *
Brent Whittington 428,917 160,824 589,741 *
John P. Fletcher 364,259 119,567 483,826 *
J. David Works, Jr. 50,191 84,495 134,686 *
All Directors and Executive
Officers as a Group 4,546,566 600,583 5,147,149 *
* indicates less than one percent
(1) Excludes unvested restricted shares and includes shares of Common Stock owned directly and shares held in
the person’s account under the Windstream 401(k) Plan, which are as follows: Gardner 53,952, Thomas 8,241,
Whittington 4,130, Fletcher 20,499, and Works 1,341.