Windstream 2013 Annual Report Download - page 44

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The following table shows information regarding outstanding awards under the Windstream equity incentive
plans held by the individuals named below as of December 31, 2013. All awards represent grants of restricted stock
or units under the Equity Plan.
OUTSTANDING EQUITY AWARDS AT FISCAL YEAR-END
Stock Awards (1)
Time-Based Vesting
Restricted Stock Performance-Based Vesting Restricted Stock or Units
Name
Number of Shares or
Units of Stock That
Have Not Vested (#)
Market Value of
Shares or Units of
Stock That Have Not
Vested ($) (2)
Equity Incentive Plan
Awards: Number of
Unearned Shares, Units or
Other Rights That Have Not
Vested (#)
Equity Incentive Plan
Awards: Market or Payout
Value of Unearned
Shares, Units or Other
Rights That Have Not
Vested ($) (2)
Jeffery R. Gardner 151,860 (6) 1,211,843 476,964 (3) 3,806,173
— — 431,963 (4) 3,303,425
— — 348,283 (5) 2,779,294
2013 Total 151,860 1,211,843 1,239,210 9,888,892
Anthony W. Thomas 37,655 (6) 300,487 64,631 (3) 515,755
27,530 (7) 219,689 70,268 (4) 560,739
18,688 (8) 149,130 46,720 (5) 372,826
2013 Total 83,873 669,307 181,619 1,449,320
Brent Whittington 50,198 (6) 400,580 85,258 (3) 680,355
37,541 (7) 299,577 95,822 (4) 764,656
25,484 (8) 203,362 63,710 (5) 508,406
2013 Total 113,223 903,520 244,789 1,953,416
John P. Fletcher 37,655 (6) 300,487 64,631 (3) 515,755
27,530 (7) 219,689 70,268 (4) 560,739
18,688 (8) 149,130 46,720 (5) 372,826
2013 Total 83,873 669,307 181,619 1,449,320
J. David Works, Jr. 28,035 (6) 223,719 19,997 (3) 159,576
28,034 (7) 223,711 34,063 (4) 271,823
10,618 (8) 84,732 26,545 (5) 211,829
2013 Total 66,687 532,162 80,605 643,228
(1) There are no outstanding awards of stock options for any NEO of Windstream.
(2) Market value calculated using the closing price of Windstream Common Stock on December 31, 2013, which
was $7.98.
(3) Performance-based shares were scheduled to vest on February 15, 2014, if at all, based on achievement of
performance objectives set by the Compensation Committee for fiscal 2013. Also includes overachievement
shares related to the 2011 grant of PBRSUs as noted in footnote 6 of the “Grants of Plan-Based Awards” table.
As a result of actual performance, 100% of the shares reported vested on February 15, 2014.
(4) Performance-based shares will vest February 15, 2015, if at all, if Windstream achieves the performance
objectives set by the Compensation Committee for fiscal 2014. See section titled “2014 Compensation Actions”
in the CD&A. Also includes overachievement shares related to the 2012 grant of PBRSUs as noted in footnote
(5) of the “Grants of Plan-Based Awards” table.
(5) Performance-based shares will vest on February 15, 2016, if Windstream achieves the performance objectives
set for fiscal 2015, which have not yet been established by the Compensation Committee. Also includes
overachievement shares related to the 2013 grant of PBRSUs as noted in footnote 4 of the “Grants of Plan-Based
Awards” table.
(6) Shares vested in full on February 15, 2014.