American Express 2015 Annual Report Download - page 188

EXHIBIT INDEX
The following exhibits are filed as part of this Annual Report. The exhibit numbers preceded by an asterisk
(*) indicate exhibits electronically filed herewith. All other exhibit numbers indicate exhibits previously filed and are
hereby incorporated herein by reference. Exhibits numbered 10.1 through 10.44 are management contracts or
compensatory plans or arrangements.
3.1 Company’s Amended and Restated Certificate of Incorporation as amended through February 27, 2015
(incorporated by reference to Exhibit 3.1 the Company’s Quarterly Report on Form 10-Q (Commission
File No. 1-7657) for the quarter ended March 31, 2015).
3.2 Company’s By-Laws, as amended through October 20, 2014, (incorporated by reference to Exhibit 3.1 of
the Company’s Current Report on Form 8-K (Commission File No. 1-7657), dated October 20, 2014).
4.1 The instruments defining the rights of holders of long-term debt securities of the Company and its
subsidiaries are omitted pursuant to Section (b)(4)(iii)(A) of Item 601 of Regulation S-K. The Company
hereby agrees to furnish copies of these instruments to the SEC upon request.
10.1 American Express Company 1998 Incentive Compensation Plan, as amended through July 25, 2005
(incorporated by reference to Exhibit 10.4 of the Company’s Annual Report on Form 10-K (Commission
File No. 1-7657) for the year ended December 31, 2005).
10.2 American Express Company 1998 Incentive Compensation Plan Master Agreement, dated April 27, 1998
(for awards made prior to January 22, 2007) (incorporated by reference to Exhibit 10.1 of the
Company’s Quarterly Report on Form 10-Q (Commission File No. 1-7657) for the quarter ended
September 30, 2004).
10.3 Amendment of American Express Company 1998 Incentive Compensation Plan Master Agreement,
dated April 27, 1998 (for awards made prior to January 22, 2007) (incorporated by reference to Exhibit
10.1 of the Company’s Quarterly Report on Form 10-Q (Commission File No. 1-7657) for the quarter
ended March 31, 2000).
10.4 American Express Company 1998 Incentive Compensation Plan Master Agreement, dated January 22,
2007 (for awards made on or after such date) (as amended and restated effective January 1, 2009)
(incorporated by reference to Exhibit 10.4 of the Company’s Annual Report on Form 10-K (Commission
File No. 1-7657) for the year ended December 31, 2008).
10.5 American Express Company 2007 Incentive Compensation Plan (incorporated by reference to Exhibit
10.1 of the Company’s Current Report on Form 8-K (Commission File No. 1-7657), dated April 23, 2007
(filed April 27, 2007)).
10.6 American Express Company 2007 Incentive Compensation Plan Master Agreement (as amended and
restated effective January 1, 2011), (incorporated by reference to Exhibit 10.8 of the Company’s Annual
Report on Form 10-K (Commission File No. 1-7657) for the year ended December 31, 2010).
10.7 Form of award agreement for executive officers in connection with Performance Grant awards (a/k/a
Incentive Awards) under the American Express Company 2007 Incentive Compensation Plan (as amended
and restated effective January 1, 2009) (incorporated by reference to Exhibit 10.11 of the Company’s
Annual Report on Form 10-K (Commission File No. 1-7657) for the year ended December 31, 2008).
10.8 American Express Company Deferred Compensation Plan for Directors and Advisors, as amended
through March 23, 2015 (incorporated by reference to Exhibit 10.1 of the Company’s Quarterly Report on
Form 10-Q (Commission File No. 1-7657) for the quarter ended March 31, 2015).
10.9 American Express Company 2007 Pay-for-Performance Deferral Program Document (incorporated by
reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K (Commission File No. 1-7657),
dated November 20, 2006 (filed November 22, 2006)).
10.10 Description of amendments to 1994–2006 Pay-for-Performance Deferral Programs (incorporated by
reference to Exhibit 10.13 of the Company’s Annual Report on Form 10-K (Commission File No. 1-7657)
for the year ended December 31, 2006).
10.11 American Express Company 2006 Pay-for-Performance Deferral Program Guide (incorporated by
reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K (Commission File No. 1-7657),
dated November 21, 2005 (filed November 23, 2005)).
10.12 American Express Company 2005 Pay-for-Performance Deferral Program Guide (incorporated by
reference to Exhibit 10.10 of the Company’s Annual Report on Form 10-K (Commission File No. 1-7657)
for the year ended December 31, 2004).
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