Humana 2003 Annual Report Download - page 109

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10(v)* Summary of Changes to Humana Inc. Retirement Plans, as amended. Exhibit 10.3 to the
Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2003, is
incorporated by reference herein.
(w)* Humana Supplemental Executive Retirement and Savings Plan, as amended and restated on
December 31, 2003, filed herewith.
(x)* Letter agreement with Company officers concerning health insurance availability.
Exhibit 10(mm) to the Company’s Annual Report on Form 10-K for the fiscal year ended
December 31, 1994, is incorporated by reference herein.
(y) Indemnity Agreement. Appendix B to the Company’s Proxy Statement covering the
Annual Meeting of Stockholders held on January 8, 1987, is incorporated by reference
herein.
(z) Agreement between the Secretary of the Department of Health and Human Services and
Humana Medical Plan, Inc. Exhibit 10(w) to the Company’s Annual Report on Form 10-K
for the fiscal year ended December 31, 1993, is incorporated by reference herein.
(aa) Second Amended and Restated 364-Day Credit Agreement. Exhibit 10.1 to the Company’s
Quarterly Report on Form 10-Q filed for the quarter ended September 30, 2003 is
incorporated by reference herein.
(bb) The Four-Year Credit Agreement. Exhibit 10(b) to the Company’s Quarterly Report on
Form 10-Q for the quarter ended September 30, 2001, is incorporated by reference herein.
(cc) Second Amended and Restated RFC Loan Agreement. Exhibit 10.2 to the Company’s
Quarterly Report on Form 10-Q for the quarter ended September 30, 2003, is incorporated
by reference herein.
(dd) Agreement between the United States Department of Defense and Humana Military
Healthcare Services, Inc., a wholly owned subsidiary of the Company. Exhibit 10(dd) to the
Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 1995, is
incorporated by reference herein.
12 Computation of ratio of earnings to fixed charges, filed herewith.
14 Code of Conduct for Chief Executive Officer & Senior Financial Officers, filed herewith.
21 List of subsidiaries, filed herewith.
23 Consent of PricewaterhouseCoopers LLP, filed herewith.
31.1 CEO certification pursuant to Rule 13a-14(a)/(15d-14(a), filed herewith.
31.2 CFO certification pursuant to Rule 13a-14(a)/(15d-14(a), filed herewith.
32 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002, filed herewith.
* Exhibits 10(a) through and including 10(x) are compensatory plans or management contracts.
(b) Reports on Form 8-K:
(1) On October 15, 2003, we filed a report concerning our contingency plans related to the Health
Insurance Portability and Accountability Act.
(2) On October 23, 2003, we filed a report regarding the settlement of litigation in Cincinnati, Ohio.
(3) On October 27, 2003, we furnished a report regarding our third quarter of 2003 earnings release.
(4) On December 8, 2003, we filed a report regarding the announcement of Medicare modernization.
(5) On December 19, 2003, we filed a report regarding the pending acquisition of Ochsner Health Plan.
(6) On February 2, 2004, we furnished a report regarding our fourth quarter of 2003 earnings release.
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