GE 2014 Annual Report Download - page 247

GE 2014 FORM 10-K 227
OTHER INFORMATION
4(d) Second Supplemental Indenture dated as of July 2, 2001, supplemental to Third Amended and Restated
Indenture dated as of February 27, 1997 (Incorporated by reference to Exhibit 4(f) to GECC’s Post-Effective
Amendment No.1 to Registration Statement on Form S-3, File No. 333-40880 (Commission file number 001-
06461)).
4(e) Third Supplemental Indenture dated as of November 22, 2002, supplemental to Third Amended and Restated
Indenture dated as of February 27, 1997 (Incorporated by reference to Exhibit 4(cc) to GECC’s Post-Effective
Amendment No. 1 to the Registration Statement on Form S-3, File No. 333-100527 (Commission file number 001-
06461)).
4(f) Fourth Supplemental Indenture dated as of August 24, 2007, supplemental to Third Amended and Restated
Indenture dated as of February 27, 1997 (Incorporated by reference to Exhibit 4(g) to GECC’s Registration
Statement on Form S-3, File number 333-156929 (Commission file number 001-06461)).
4(g)
Indenture dated December 1, 2005, between General Electric Company and The Bank of New York Mellon, as
successor trustee (Incorporated by reference to Exhibit 4(a) of General Electric’s Current Report on Form 8-K filed
on December 9, 2005 (Commission file number 001-00035))
4(h) Senior Note Indenture dated as of October 9, 2012, between General Electric Company and The Bank of New
York Mellon, as trustee (Incorporated by reference to Exhibit 4.1 to General Electric’s Current Report on Form 8-K
filed on October 9, 2012 (Commission file number 001-00035)).
4(i) Thirteenth Amended and Restated Fiscal and Paying Agency Agreement among GECC, GE Capital Australia
Funding Pty Ltd., GE Capital European Funding, GE Capital U.K. Funding and The Bank of New York Mellon and
The Bank of New York Mellon (Luxembourg) S.A., as fiscal and paying agents, dated as of April 5, 2014
(Incorporated by reference to Exhibit 4(j) to GECC’s Form 10-K Report for the year ended December 31, 2014
(Commission file number 001-06461)).
4(j) Letter from the Senior Vice President and Chief Financial Officer of General Electric to GECC dated September
15, 2006, with respect to returning dividends, distributions or other payments to GECC in certain circumstances
described in the Indenture for Subordinated Debentures dated September 1, 2006, between GECC and the Bank
of New York, as successor trustee (Incorporated by reference to Exhibit 4(c) to GECC’s Post-Effective
Amendment No. 2 to Registration Statement on Form S-3, File No. 333-132807 (Commission file number 001-
06461)).
4(k)
Agreement to furnish to the Securities and Exchange Commission upon request a copy of instruments defining the ri
g
hts of holders of certain lon
g
-term debt of the re
g
istrant and consolidated subsidiaries.*
(10) Except for 10(y), (z) and (aa) below, all of the following exhibits consist of Executive Compensation Plans or
Arran
g
ements:
(a) General Electric Incentive Compensation Plan, as amended effective July 1, 1991 (Incorporated by reference
to Exhibit 10(a) to General Electric Annual Report on Form 10-K (Commission file number 001-00035) for the
fiscal year ended December 31, 1991).
(b) General Electric Financial Planning Program, as amended through September 1993 (Incorporated by
reference to Exhibit 10(h) to General Electric Annual Report on Form 10-K (Commission file number 001-
00035) for the fiscal year ended December 31, 1993).
(c) General Electric Supplemental Life Insurance Program, as amended February 8, 1991 (Incorporated by
reference to Exhibit 10(i) to General Electric Annual Report on Form 10-K (Commission file number 001-
00035) for the fiscal year ended December 31, 1990).
(d) General Electric Directors’ Charitable Gift Plan, as amended through December 2002 (Incorporated by
reference to Exhibit 10(i) to General Electric Annual Report on Form 10-K (Commission file number 001-
00035) for the fiscal year ended December 31, 2002).