Sprint - Nextel 2013 Annual Report Download - page 98

Table of Contents
Security Ownership of Certain Beneficial Owners
The following table provides information about the only known beneficial owner of 5% or more of Sprint's common stock. For purposes of the table
below, beneficial ownership is determined based on Rule 13d
- 3 of the Securities Exchange Act of 1934, which states that a beneficial owner is any person who
directly or indirectly has or shares voting and/or investment or dispositive power.
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Security Ownership of Directors and Executive Officers
The following table states the number of shares of Sprint common stock beneficially owned as of February 17, 2014 by each director, named
executive officer, and all directors and executive officers as a group. Except as otherwise indicated, each individual named has sole investment and voting power
with respect to the shares owned.
*Indicates ownership of less than 1%.
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96
Item 12.
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
Name and Address of Beneficial Owner
Amount and Nature of
Beneficial Ownership
Percent of Class (1)
SOFTBANK CORP.
1-9-
1 Higashi -Shimbashi, Minato-ku,
Tokyo, 105-7303 Japan
3,205,665,088 shares (2)
80.3
(1)
The ownership percentages set forth in this column are based on Sprint's outstanding shares on February 17, 2014 plus shares of Sprint common stock issuable upon exercise of a
warrant to SoftBank, dated July 10, 2013 and assumes that SoftBank continued to own the number of shares reflected in the table above on February 17, 2014.
(2)
According to a Schedule 13D filed with the SEC on September 18, 2013, by SoftBank Corp. According to the Schedule 13D, SoftBank is the beneficial owner of, and has sole
voting power and sole dispositive power with respect to, all of the shares.
Name of Beneficial Owner
Shares Owned
Shares Covered by
Exercisable Options and
RSUs to be Delivered
(1)
Percentage of
Common Stock
Paget L. Alves
277,138
—
*
Robert R. Bennett
39,803
—
*
Gordon M. Bethune
92,690
—
*
Marcelo Claure
—
—
*
Steven L Elfman
654
2,947,491
*
Joseph J. Euteneuer
64,030
(2)
1,063,060
*
Ronald D. Fisher
—
—
*
Daniel R. Hesse
1,250,608
10,417,992
*
Frank Ianna
31,899
—
*
Adm. Michael G. Mullen
—
—
*
Masayoshi Son
—
—
*
Sara Martinez Tucker
—
—
*
Charles R. Wunsch
605
258,279
*
Directors and Executive Officers as a group (19 persons)
1,758,878
15,355,852
*
(1)
Represents shares that may be acquired upon the exercise of stock options exercisable, and shares of stock that underlie restricted stock units to be delivered, on or within 60 days
after February 17, 2014 under Sprint's equity-based incentive plans.
(2)
Includes shares of restricted stock as to which Mr. Euteneuer has sole voting power but no dispositive power.