Toyota 2015 Annual Report Download - page 111

The following table summarizes information for options and the incentive plan outstanding and exercisable
at March 31, 2016:
Outstanding Exercisable
Exercise price range
Number of
shares
Weighted-
average
exercise
price
Weighted-
average
remaining
life
Number of
shares
Weighted-
average
exercise
price
(Yen) (Yen) (Years) (Yen)
3,153 – 4,682 ................................ 2,093,500 3,858 1.56 2,093,500 3,858
Toyota also has an employee stock ownership association in Japan for employees and full time and part time
company advisors. Members of the employee stock ownership association set aside certain amounts from their
monthly salary and bonuses to purchase Toyota’s common stock through the employee stock ownership
association. As of March 31, 2016, the employee stock ownership association held 13,701,472 shares of Toyota’s
common stock.
ITEM 7. MAJOR SHAREHOLDERS AND RELATED PARTY TRANSACTIONS
7.A MAJOR SHAREHOLDERS
As of March 31, 2016, 3,337,997,492 shares of Toyota’s common stock (out of which 300,321,622 shares
were treasury stock and 3,037,675,870 shares were outstanding) and 47,100,000 First Series Model AA Class
Shares of Toyota were issued. Beneficial ownership of Toyota’s common stock in the table below was prepared
from information known to Toyota or that could be ascertained from public filings, including filings made by
Toyota’s shareholders regarding their ownership of Toyota’s common stock under the Financial Instruments and
Exchange Law of Japan.
Under the Financial Instruments and Exchange Law, any person who becomes, beneficially and solely or
jointly, a holder, including, but not limited to, a deemed holder who manages shares for another holder pursuant
to a discretionary investment agreement, of more than 5% of the total issued shares of a company listed on a
Japanese stock exchange (including ADSs representing such shares) must file a report concerning the
shareholding with the director of the relevant local finance bureau. A similar report must be filed, with certain
exceptions, if the percentage of shares held by a holder, solely or jointly, of more than 5% of the total issued
shares of a company increases or decreases by 1% or more, or if any change to a material matter set forth in any
previously filed reports occurs.
Based on information known to Toyota or can be ascertained from public filings, the following table sets
forth the beneficial ownership of holders of more than 5% of Toyota’s common stock as of the most recent
practicable date.
Name of Beneficial Owner
Number of
Shares of
Common Stock
(in thousands)
Percentage of
Voting Shares
Issued*
Toyota Industries Corporation ......................................... 224,515 6.63
* Percentage of Voting Shares Issued is calculated by dividing the number of shares of common stock held by
the sum of the number of issued shares of Toyota common stock and the number of issued First Series Model
AA Class Shares, holders of which have voting rights exercisable at a general shareholders’ meeting.
According to The Bank of New York Mellon, depositary for Toyota’s ADSs (the “Depositary”), as of
March 31, 2016, 66,933,269 shares of Toyota’s common stock were held in the form of ADRs and there were
2,015 ADR holders of record and 253,658 beneficial owners in the United States. According to Toyota’s register
of shareholders, as of March 31, 2016, there were 682,802 holders of common stock and First Series Model AA
Class Shares of record worldwide. As of March 31, 2016, there were 515 record holders of Toyota’s common
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