Humana 2009 Annual Report Download - page 125

Download and view the complete annual report

Please find page 125 of the 2009 Humana annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 140

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137
  • 138
  • 139
  • 140

PART IV
ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
(a) The financial statements, financial statement schedules and exhibits set forth below are filed as part of
this report.
(1) Financial Statements—The response to this portion of Item 15 is submitted as Item 8 of Part II of this
report.
(2) The following Consolidated Financial Statement Schedules are included herein:
Schedule I Parent Company Financial Information
Schedule II Valuation and Qualifying Accounts
All other schedules have been omitted because they are not applicable.
(3) Exhibits:
3(a) Restated Certificate of Incorporation of Humana Inc. filed with the Secretary of State of
Delaware on November 9, 1989, as restated to incorporate the amendment of January 9,
1992, and the correction of March 23, 1992 (incorporated herein by reference to Exhibit
4(i) to Humana Inc.’s Post-Effective Amendment No.1 to the Registration Statement on
Form S-8 (Reg. No. 33-49305) filed February 2, 1994).
(b) By-Laws of Humana Inc., as amended on January 4, 2007 (incorporated herein by
reference to Exhibit 3 to Humana Inc.’s Annual Report on Form 10-K for the year ended
December 31, 2006).
4(a) Indenture, dated as of August 5, 2003, by and between Humana Inc. and The Bank of
New York, as trustee (incorporated herein by reference to Exhibit 4.1 to Humana Inc.’s
Quarterly Report on Form 10-Q for the quarter ended September 30, 2003).
(b) First Supplemental Indenture, dated as of August 5, 2003, by and between Humana Inc. and
The Bank of New York, as trustee (incorporated herein by reference to Exhibit 4.2 to
Humana Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2003).
(c) Second Supplemental Indenture, dated as of May 31, 2006, by and between Humana Inc.
and The Bank of New York Trust Company, N.A., as trustee (incorporated herein by
reference to Exhibit 4.1 to Humana Inc.’s Current Report on Form 8-K filed on May 31,
2006).
(d) Third Supplemental Indenture, dated as of June 5, 2008, by and between Humana Inc.
and The Bank of New York Trust Company, N.A., as trustee (incorporated herein by
reference to Exhibit 4.1 to Humana Inc.’s Current Report on Form 8-K filed on June 5,
2008).
(e) Fourth Supplemental Indenture, dated as of June 5, 2008, by and between Humana Inc. and
The Bank of New York Trust Company, N.A., as trustee (incorporated herein by reference
to Exhibit 4.3 to Humana Inc.’s Current Report on Form 8-K filed on June 5, 2008).
(f) Indenture, dated as of March 30, 2006, by and between Humana Inc. and The Bank of
New York Trust Company, N.A., as trustee (incorporated herein by reference to Exhibit
4.2 to Humana Inc.’s Registration Statement on Form S-3 filed on March 31, 2006).
(g) There are no instruments defining the rights of holders with respect to long-term debt in
excess of 10 percent of the total assets of Humana Inc. on a consolidated basis. Other
long-term indebtedness of Humana Inc. is described herein in Note 11 to Consolidated
Financial Statements. Humana Inc. agrees to furnish copies of all such instruments
defining the rights of the holders of such indebtedness not otherwise filed as an Exhibit to
this Annual Report on Form 10-K to the Commission upon request.
115