Humana 2011 Annual Report Download - page 148

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(ff) Addendum to Agreement Providing for the Operation of an Employer/Union-only Group
Medicare Advantage Prescription Drug Plan (incorporated herein by reference to Exhibit
10.4 to Humana Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30,
2005).
(gg) Addendum to Agreement Providing for the Operation of an Employer/Union-only Group
Medicare Advantage-Only Plan (incorporated herein by reference to Exhibit 10.5 to
Humana Inc.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2005).
(hh) Addendum to Agreement Providing for the Operation of a Medicare Advantage Regional
Coordinated Care Plan (incorporated herein by reference to Exhibit 10.6 to Humana Inc.’s
Quarterly Report on Form 10-Q for the quarter ended September 30, 2005).
(ii) Explanatory Note regarding Medicare Prescription Drug Plan Contracts between Humana
and CMS (incorporated herein by reference to Exhibit 10(nn) to Humana Inc.’s Annual
Report on Form 10-K for the fiscal year ended December 31, 2005).
(jj)* Form of Company’s Restricted Stock Unit Agreement with Non-Solicit under the Amended
and Restated 2003 Stock Incentive Plan (incorporated herein by reference to Exhibit 10(jj)
to Humana Inc.’s Annual Report on Form 10-K filed on February 19, 2010).
(kk)* Form of Company’s Stock Option Agreement under the Amended and Restated 2003 Stock
Incentive Plan (Non-Qualified Stock Options without Non-Compete/Non-Solicit)
(incorporated herein by reference to Exhibit 10(kk) to Humana Inc.’s Annual Report on
Form 10-K filed on February 19, 2010).
(ll) ** Amendment of Solicitation/Modification of Contract, dated as of January 6, 2011, by and
between Humana Military Healthcare Services, Inc. and the United States Department of
Defense TRICARE Management Activity (incorporated herein by reference to Exhibit 10(ll)
to Humana Inc.’s Annual Report on Form 10-K filed on February 17, 2011).
(mm) †** Agreement between the United States Department of Defense and Humana Military
Healthcare Services, Inc., a wholly owned subsidiary of Humana Inc., dated as March 3,
2011.
(nn) * Humana Inc. 2011 Stock Incentive Plan (incorporated herein by reference to Appendix A to
Humana Inc.’s Proxy Statement with respect to the Annual Meeting of Stockholders held on
April 21, 2011).
(oo) †* Form of Company’s Stock Option Agreement under the 2011 Stock Incentive Plan (Non-
Qualified Stock Options with Non-Compete/Non-Solicit).
(pp) †* Form of Company’s Stock Option Agreement under the 2011 Stock Incentive Plan
(Incentive Stock Options with Non-Compete/Non-Solicit).
(qq) †* Form of Company’s Restricted Stock Agreement and Agreement not to Compete or Solicit
under the 2011 Stock Incentive Plan
(rr) †* Form of Company’s Restricted Stock Unit Agreement and Agreement not to Compete or
Solicit under the 2011 Stock Incentive Plan
(ss) * Form of Company’s Restricted Stock Agreement and Agreement not to Compete or Solicit
under the Amended and Restated 2003 Stock Incentive Plan.
(tt) * Employment Agreement, dated as of November 2, 2011, by and between Humana Inc. and
Bruce D. Broussard (incorporated herein by reference to Exhibit 10.1 to Humana’s Current
Report on Form 8-K, filed on November 4, 2011).
12 † Computation of ratio of earnings to fixed charges.
14 Code of Conduct for Chief Executive Officer & Senior Financial Officers (incorporated
herein by reference to Exhibit 14 to Humana Inc.’s Annual Report on Form 10-K for the
fiscal year ended December 31, 2003).
138