Humana 2014 Annual Report Download - page 142

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134
Information concerning stock option awards and the number of securities remaining available for future issuance
under our equity compensation plans in effect as of December 31, 2014 follows:
Plan category
(a)
Number of securities
to be issued upon
exercise of outstanding
options, warrants
and rights
(b)
Weighted-average
exercise price of
outstanding
options, warrants
and rights
(c)
Number of securities
remaining available for
future issuance under
equity compensation plans
(excluding securities
reflected in column(a))
Equity compensation plans approved by
security holders (1) 767,953 $ 82.452 10,593,382 (2)(3)
Equity compensation plans not approved
by security holders —— —
Total 767,953 $ 82.452 10,593,382
(1) The above table does not include awards of shares of restricted stock or restricted stock units. For information
concerning these awards, see Note 13.
(2) The Humana Inc. 2011 Stock Incentive Plan was approved by stockholders at the Annual Meeting held on
April 21, 2011. On July 5, 2011, 18.5 million shares were registered with the Securities and Exchange
Commission on Form S-8.
(3) Of the number listed above, 4,625,931 can be issued as restricted stock at December 31, 2014 (giving effect to
the provision that one restricted share is equivalent to 2.29 stock options in the 2011 Plan).
The information under the captions “Security Ownership of Certain Beneficial Owners of Company Common
Stock” and “Security Ownership of Directors and Executive Officers” in our Proxy Statement for the Annual Meeting
of Stockholders scheduled to be held on April 16, 2015, is herein incorporated by reference.
ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR
INDEPENDENCE
The information required by this Item is herein incorporated by reference from our Proxy Statement for the Annual
Meeting of Stockholders scheduled to be held on April 16, 2015 appearing under the captions “Certain Transactions
with Management and Others” and “Corporate Governance – Independent Directors” of such Proxy Statement.
ITEM 14. PRINCIPAL ACCOUNTING FEES AND SERVICES
The information required by this Item is herein incorporated by reference from our Proxy Statement for the Annual
Meeting of Stockholders scheduled to be held on April 16, 2015 appearing under the caption “Audit Committee Report”
of such Proxy Statement.