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135
PART IV
ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
(a)
The financial statements, financial statement schedules and exhibits set forth below are filed as part
of this report.
(1)
Financial Statements – The response to this portion of Item 15 is submitted as Item 8 of Part II of
this report.
(2) The following Consolidated Financial Statement Schedules are included herein:
Schedule I Parent Company Financial Information
Schedule II Valuation and Qualifying Accounts
All other schedules have been omitted because they are not applicable.
(3) Exhibits:
3(a) Restated Certificate of Incorporation of Humana Inc. filed with the Secretary of State of Delaware on
November 9, 1989, as restated to incorporate the amendment of January 9, 1992, and the correction of
March 23, 1992 (incorporated herein by reference to Exhibit 4(i) to Humana Inc.’s Post-Effective
Amendment No.1 to the Registration Statement on Form S-8 (Reg. No. 33-49305) filed February 2,
1994).
(b) By-Laws of Humana Inc., as amended on January 4, 2007 (incorporated herein by reference to Exhibit
3 to Humana Inc.’s Annual Report on Form 10-K for the year ended December 31, 2006).
4(a) Indenture, dated as of August 5, 2003, by and between Humana Inc. and The Bank of New York, as
trustee (incorporated herein by reference to Exhibit 4.1 to Humana Inc.’s Quarterly Report on Form 10-
Q for the quarter ended September 30, 2003).
(b) First Supplemental Indenture, dated as of August 5, 2003, by and between Humana Inc. and The Bank
of New York, as trustee (incorporated herein by reference to Exhibit 4.2 to Humana Inc.’s Quarterly
Report on Form 10-Q for the quarter ended September 30, 2003).
(c) Second Supplemental Indenture, dated as of May 31, 2006, by and between Humana Inc. and The Bank
of New York Trust Company, N.A., as trustee (incorporated herein by reference to Exhibit 4.1 to Humana
Inc.’s Current Report on Form 8-K filed on May 31, 2006).
(d) Third Supplemental Indenture, dated as of June 5, 2008, by and between Humana Inc. and The Bank of
New York Trust Company, N.A., as trustee (incorporated herein by reference to Exhibit 4.1 to Humana
Inc.’s Current Report on Form 8-K filed on June 5, 2008).
(e) Fourth Supplemental Indenture, dated as of June 5, 2008, by and between Humana Inc. and The Bank
of New York Trust Company, N.A., as trustee (incorporated herein by reference to Exhibit 4.3 to Humana
Inc.’s Current Report on Form 8-K filed on June 5, 2008).
(f) Indenture, dated as of March 30, 2006, by and between Humana Inc. and The Bank of New York Trust
Company, N.A., as trustee (incorporated herein by reference to Exhibit 4.2 to Humana Inc.’s Registration
Statement on Form S-3 filed on March 31, 2006).
(g) There are no instruments defining the rights of holders with respect to long-term debt in excess of 10
percent of the total assets of Humana Inc. on a consolidated basis. Other long-term indebtedness of
Humana Inc. is described herein in Note 12 to Consolidated Financial Statements. Humana Inc. agrees
to furnish copies of all such instruments defining the rights of the holders of such indebtedness not
otherwise filed as an Exhibit to this Annual Report on Form 10-K to the Commission upon request.