Humana 2014 Annual Report Download - page 144

Download and view the complete annual report

Please find page 144 of the 2014 Humana annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 158

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137
  • 138
  • 139
  • 140
  • 141
  • 142
  • 143
  • 144
  • 145
  • 146
  • 147
  • 148
  • 149
  • 150
  • 151
  • 152
  • 153
  • 154
  • 155
  • 156
  • 157
  • 158

136
(h) Fifth Supplemental Indenture, dated as of December 10, 2012, by and between Humana Inc. and The
Bank of New York Mellon Trust Company, N.A., as trustee (incorporated herein by reference to Exhibit
4.1 to Humana Inc.’s Current Report on Form 8-K filed on December 10, 2012).
(i) Sixth Supplemental Indenture, dated as of December 10, 2012, by and between Humana Inc. and The
Bank of New York Mellon Trust Company, N.A., as trustee (incorporated herein by reference to Exhibit
4.3 to Humana Inc.’s Current Report on Form 8-K filed on December 10, 2012).
(j) Seventh Supplemental Indenture, dated as of September 19, 2014, by and between Humana Inc. and The
Bank of New York, Mellon Trust Company, N.A., as trustee (incorporated herein by reference to Exhibit
4.2 to Humana Inc.’s Current Report on Form 8-K filed on September 19, 2014).
(k) Eighth Supplemental Indenture, dated as of September 19, 2014, by and between Humana Inc. and The
Bank of New York Mellon Trust Company, N.A., as trustee (incorporated herein by reference to Exhibit
4.4 to Humana Inc.’s Current Report on Form 8-K filed on September 19, 2014).
(l) Ninth Supplemental Indenture, dated as of September 19, 2014, by and between Humana Inc. and The
Bank of New York Mellon Trust Company, N.A., as trustee (incorporated herein by reference to Exhibit
4.6 to Humana Inc.’s Current Report on Form 8-K filed on September 19, 2014).
10(a)* Form of Company’s Stock Option Agreement under the Amended and Restated 2003 Stock Incentive
Plan (Non-Qualified Stock Options with Non-Compete/Non-Solicit) (incorporated herein by reference
to Exhibit 10(f) to Humana Inc.’s Annual Report on Form 10-K filed on February 19, 2010).
(b)* Form of Company’s Stock Option Agreement under the Amended and Restated 2003 Stock Incentive
Plan (Incentive Stock Options with Non-Compete/Non-Solicit) (incorporated herein by reference to
Exhibit 10(g) to Humana Inc.’s Annual Report on Form 10-K filed on February 19, 2010).
(c)* Humana Inc. Amended and Restated 2003 Stock Incentive Plan (incorporated herein by reference to
Appendix A to Humana Inc.’s Proxy Statement with respect to the Annual Meeting of Stockholders held
on April 27, 2006).
(d)* Humana Inc. Executive Management Incentive Compensation Plan, as amended and restated February
1, 2008 (incorporated herein by reference to Appendix A to Humana Inc.’s Proxy Statement with respect
to the Annual Meeting of Stockholders held on April 24, 2008).
(e)* Form of Change of Control Agreement (incorporated herein by reference to Exhibit 10.2 to Humana
Inc.’s current report on Form 8-K filed on February 24, 2014).
(f)* Trust under Humana Inc. Deferred Compensation Plans (incorporated herein by reference to Exhibit 10
(p) to Humana Inc.’s Annual Report on Form 10-K for the fiscal year ended December 31, 1999).
(g)* The Humana Inc. Deferred Compensation Plan for Non-Employee Directors (as amended on October
18, 2012) (incorporated herein by reference to Exhibit 10(m) to Humana Inc.’s Annual Report on Form
10-K for the fiscal year ended December 31, 2012).
(h)* Severance policy as amended and restated on October 23, 2007 (incorporated herein by reference to
Exhibit 10(r) to Humana Inc.’s Annual Report on Form 10-K for the fiscal year ended December 31,
2007).
(i)* Humana Inc. Deferred Compensation Plan (incorporated herein by reference to Exhibit 4.1 to the
Company’s Registration Statement on Form S-8 (Reg. No. 333-171616), filed on January 7, 2011).
(j)* Humana Retirement Equalization Plan, as amended and restated as of January 1, 2011 (incorporated
herein by reference to Exhibit 10(p) to Humana Inc.’s Annual Report on Form 10-K filed on February
17, 2011).
(k)* Letter agreement with Humana Inc. officers concerning health insurance availability (incorporated herein
by reference to Exhibit 10(mm) to Humana Inc.’s Annual Report on Form 10-K for the fiscal year ended
December 31, 1994).